Orientation to Regulatory Investigations

Product code: FS630

Available offerings

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Online

Course


Online

Course

Overview

Delivery method

Delivery method

Online

Duration

Duration

2.5 hours

Audience

Audience

ROEB Inspectors and Analysts

 

Description

This self-directed eLearning course will familiarize experienced inspectors on how and when investigations and prosecutions are used as enforcement actions. Learners will follow an inspection where their questions about shifting from an inspection mindset to an investigation mindset will be answered.

The objectives of this course are to:

  • Assess the severity of a non-compliance using the four decision factors from the       HC Compliance and Enforcement Policy Framework
  • Evaluate when prosecution is an appropriate enforcement action
  • Justify the decision to switch from inspection to investigation
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    Date modified: 2023-08-11

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